Huliq News Tagged: "US Securities and Exchange Commission"

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SEC Charges Former General Counsel of KLA-Tencor And Juniper Networks

Juniper Settles Fraud Charges Brought by Commission

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$25 Million Fraudulent Scheme Preying Upon Retirement Savings of Senior Citizens

SEC Files Action to Halt it

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SEC Office of the Chief Accountant Selects Three Professional Accounting Fellows

The Securities and Exchange Commission's Office of the Chief Accountant has selected three professional accounting fellows for two-year terms beginning this fall:

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Mutual Funds Begin Providing Risk-Return Information Using Interactive Data

Retail Investors May Soon Have 'Rich New Source of Investing Information'

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SEC v/s Brocade Deepens

SEC Charges Additional Brocade Executive for Role in Stock Option Backdating Scheme

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SEC Announces $55 Million Fair Fund Distribution

Investors Injured in Banc One Investment Advisors Market Timing Fraud Get Fair Fund

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SEC Files Fraud Charges Against Nicor's Former CEO, CFO, Treasurer

The Securities and Exchange Commission today (August 9) announced the filing of a civil injunctive action against former senior officials of Nicor, Inc., a major Chicago-area natural gas distributor, alleging financial fraud lasting from 1999 to 2002.

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First Bancorp Settles SEC Financial Fraud Charges

Bank Holding Company to Pay $8.5 Million Civil Penalty

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SEC Convenes Summit to Combat Investment Fraud Against Senior Citizens

Commission’s Seniors Summit to Be Held Sept. 10

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Marty Dunn Leaves US SEC

Division of Corporation Finance Deputy Director Marty Dunn to Leave SEC

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Federal Jury Finds Michael Pietrzak, Maurice Furlong Liable for Securities Fraud

The Securities and Exchange Commission announced today (August 3) that a federal jury found Michael J. Pietrzak and Maurice W. Furlong liable for securities fraud and other charges in their operation of Hexagon Consolidated Companies of America, Inc. (HCCA), a development stage mining company headquartered in Reno, Nev. Pietrzak was HCCA's general counsel, CFO, and executive secretary, as well as a director. Furlong was HCCA's chairman, president and CEO.

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SEC Charges British Trader With Making Over $3 Million in Illicit Profits

The Securities and Exchange Commission has charged a London, England resident with insider trading ahead of the July 14, 2006, announcement that San Diego-based Petco Animal Supplies, Inc. would be purchased by two private equity firms.

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