http://www.huliq.com/tags/us-securities-and-exchange-commission The taxonomy view with a depth of 0. en http://www.huliq.com/32130/sec-charges-former-general-counsel-of-kla-tencor-and-juniper-networks Juniper Settles Fraud Charges Brought by Commission http://www.huliq.com/32130/sec-charges-former-general-counsel-of-kla-tencor-and-juniper-networks#comments Business Charges fraud Stock Backdating US SEC US Securities and Exchange Commission Wed, 29 Aug 2007 01:00:06 -0500 Anastvatz 32130 at http://www.huliq.com http://www.huliq.com/31546/25-million-fraudulent-scheme-preying-upon-retirement-savings-of-senior-citizens SEC Files Action to Halt it http://www.huliq.com/31546/25-million-fraudulent-scheme-preying-upon-retirement-savings-of-senior-citizens#comments Business fraud lawsuits US SEC US Securities and Exchange Commission Fri, 24 Aug 2007 00:05:58 -0500 Anastvatz 31546 at http://www.huliq.com http://www.huliq.com/31415/office-of-the-chief-accountant-selects-three-professional-accounting-fellows The Securities and Exchange Commission's Office of the Chief Accountant has selected three professional accounting fellows for two-year terms beginning this fall: http://www.huliq.com/31415/office-of-the-chief-accountant-selects-three-professional-accounting-fellows#comments Business US SEC US Securities and Exchange Commission Thu, 23 Aug 2007 00:34:53 -0500 Anastvatz 31415 at http://www.huliq.com http://www.huliq.com/31260/mutual-funds-begin-providing-risk-return-information-using-interactive-data Retail Investors May Soon Have 'Rich New Source of Investing Information' http://www.huliq.com/31260/mutual-funds-begin-providing-risk-return-information-using-interactive-data#comments Business mutual funds US SEC US Securities and Exchange Commission Wed, 22 Aug 2007 00:15:54 -0500 Anastvatz 31260 at http://www.huliq.com http://www.huliq.com/30905/sec-v-s-brocade-deepens SEC Charges Additional Brocade Executive for Role in Stock Option Backdating Scheme http://www.huliq.com/30905/sec-v-s-brocade-deepens#comments Business fraud Stock Option Backdating US SEC US Securities and Exchange Commission Sat, 18 Aug 2007 04:25:26 -0500 Anastvatz 30905 at http://www.huliq.com http://www.huliq.com/30401/sec-announces-55-million-fair-fund-distribution Investors Injured in Banc One Investment Advisors Market Timing Fraud Get Fair Fund http://www.huliq.com/30401/sec-announces-55-million-fair-fund-distribution#comments Business Fair Fund Distribution fraud Timing Fraud US SEC US Securities and Exchange Commission Mon, 13 Aug 2007 15:07:19 -0500 Anastvatz 30401 at http://www.huliq.com http://www.huliq.com/30045/sec-files-fraud-charges-against-nicors-former-ceo-cfo-treasurer The Securities and Exchange Commission today (August 9) announced the filing of a civil injunctive action against former senior officials of Nicor, Inc., a major Chicago-area natural gas distributor, alleging financial fraud lasting from 1999 to 2002. http://www.huliq.com/30045/sec-files-fraud-charges-against-nicors-former-ceo-cfo-treasurer#comments Business Charges fraud US SEC US Securities and Exchange Commission Fri, 10 Aug 2007 01:27:02 -0500 Anastvatz 30045 at http://www.huliq.com http://www.huliq.com/29782/first-bancorp-settles-sec-financial-fraud-charges Bank Holding Company to Pay $8.5 Million Civil Penalty http://www.huliq.com/29782/first-bancorp-settles-sec-financial-fraud-charges#comments Business Charges financial fraud fraud US SEC US Securities and Exchange Commission Wed, 08 Aug 2007 05:12:31 -0500 Anastvatz 29782 at http://www.huliq.com http://www.huliq.com/29780/sec-convenes-summit-to-combat-investment-fraud-against-senior-citizens Commission’s Seniors Summit to Be Held Sept. 10 http://www.huliq.com/29780/sec-convenes-summit-to-combat-investment-fraud-against-senior-citizens#comments Business fraud senior citizens US SEC US Securities and Exchange Commission Wed, 08 Aug 2007 05:07:21 -0500 Anastvatz 29780 at http://www.huliq.com http://www.huliq.com/29541/marty-dunn-leaves-us-sec Division of Corporation Finance Deputy Director Marty Dunn to Leave SEC http://www.huliq.com/29541/marty-dunn-leaves-us-sec#comments Business US SEC US Securities and Exchange Commission Tue, 07 Aug 2007 00:36:05 -0500 Anastvatz 29541 at http://www.huliq.com http://www.huliq.com/29274/federal-jury-finds-michael-pietrzak-maurice-furlong-liable-for-securities-fraud The Securities and Exchange Commission announced today (August 3) that a federal jury found Michael J. Pietrzak and Maurice W. Furlong liable for securities fraud and other charges in their operation of Hexagon Consolidated Companies of America, Inc. (HCCA), a development stage mining company headquartered in Reno, Nev. Pietrzak was HCCA's general counsel, CFO, and executive secretary, as well as a director. Furlong was HCCA's chairman, president and CEO. http://www.huliq.com/29274/federal-jury-finds-michael-pietrzak-maurice-furlong-liable-for-securities-fraud#comments Business fraud securities fraud US SEC US Securities and Exchange Commission Sat, 04 Aug 2007 01:25:01 -0500 Anastvatz 29274 at http://www.huliq.com http://www.huliq.com/29273/sec-charges-british-trader-with-making-over-3-million-in-illicit-profits The Securities and Exchange Commission has charged a London, England resident with insider trading ahead of the July 14, 2006, announcement that San Diego-based Petco Animal Supplies, Inc. would be purchased by two private equity firms. http://www.huliq.com/29273/sec-charges-british-trader-with-making-over-3-million-in-illicit-profits#comments Business Charges Illicit Profit lawsuits US SEC US Securities and Exchange Commission Sat, 04 Aug 2007 01:18:52 -0500 Anastvatz 29273 at http://www.huliq.com